Meet the Team
Head of Operations
James is one of the original co-founders of Midwinter and is responsible for managing Midwinter’s research and compliance processes. This includes platform and fund relationships, controlling Midwinter’s data audit processes and ensuring the software satisfies ASIC’s regulatory requirements and client’s stringent compliance needs.
He has over eleven years’ experience in the financial services industry and extensive experience in risk management. Before joining Midwinter, James was a Regulatory Analyst with Merrill Lynch in London and prior to that Manager of Risk Management Services at Rabobank in Sydney.
James has a Bachelor of Economics (Hons.), a Diploma of Financial Planning and has completed Level I of the CFA course.